Division Of Enforcement Annual Report 2018
Last year (2017), the Division of Enforcement issued its first annual report discussing the enforcement-related accomplishments of the Commission. The report continues that practice which presents and assesses the Division’s work during Fiscal Year (FY) 2018, highlights some of its more significant accomplishments, and discusses key initiatives.
Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO
The United States Securities and Exchange Commissionâs (âCommissionâ) Division of Enforcement (âDivisionâ) has investigated whether The DAO, an unincorporated organization; Slock.it UG (âSlock.itâ), a German corporation; Slock.itâs co-founders; and intermediaries may have violated the federal securities laws. The Commission has determined not to pursue an enforcement action in this matter based on the conduct and activities known to the Commission at this time.
